Privacy Policy

Specifically, this Policy will inform you of the following:

• What personally identifiable information is collected through our website/online surveys
• Why we collect personally identifiable information
• How we use the collected information
• What choices are available to you regarding the use of your data
• The security procedures in place to protect against the misuse of your information

Information We Collect

It is always up to you to disclose personally identifiable information. The surveys we administer are voluntary to respond to and we will typically ask Advisors to provide demographic information related to their practice. For example:

• Assets Under Management (AUM) that you manage
• Channel (Wirehouse, RIA, IBD, Banking, Insurance, etc.)
• Product usage
• Years of tenure as an Advisor
• The state you are located in
• Age and gender

Why We Collect / How We Use Your Information

Your responses to a survey are not associated with you as an individual, rather aggregated with the responses of other survey respondents and reported in aggregate, as statistics only. We are engaged by our clients, typically large financial services companies, to report back with an analysis of the findings. These companies never receive information regarding you, your practice, or your individual survey responses.

From time-to-time FinancialAdvisorPanel.com/FAPanel.com may provide you with complimentary research reports that we feel are relevant to you and your practice. These reports will only include aggregated data, not individual level information.

FinancialAdvisorPanel.com/FAPanel.com uses your contact information for the sole purpose of conducting survey research. We do not sell/share or distribute your contact information with any 3rd party.

Unsubscribe or Opt Out

All users and visitors to our website have the option to discontinue communications from us by email or newsletters. FinancialAdvisorPanel.com/FAPanel.com maintains a database of Advisors that have elected to be removed from our communications. Including our survey research initiatives and those of our clients, we ensure that Advisors from that database are not corresponded with. Every survey administered by FinancialAdvisorPanel.com/FAPanel.com provides a link or an email address to request that you be removed from the current study and all future correspondence.

Contact Us

If you have questions and would like to discuss them, you can contact Jim Neuwirth or Dave Volpe directly.